A Conscientious Approach to Compliance Technology Consulting

With greater scrutiny from state, federal and foreign regulators, organizations need a well-informed partner to develop and implement solutions to achieve technology compliance with their industry’s growing list of rules and regulations.

Growing Regulations for a Growing Number of Industries

From global financial institutions to healthcare organizations and critical infrastructure, more and more industries are required to dedicate resources towards compliance systems and practices. If you’re storing customer or client data, there are laws and regulations that will likely apply to you. You can’t risk non-compliance and you don’t want regulations to hinder efficiency. Our clients belong to the growing list of industries that are required to uphold higher standards when dealing with data.

Regulated Industries:

  • Financial Services
  • Healthcare and Life Sciences
  • Telecommunications
  • Railroad, Airline & Pipeline Transportation
  • Oil & Gas
  • Electric Power & Transmission

Consulting for Ever-Evolving Rules and Regulations

With strategic capabilities in data forensics and information security and systems and proficiency in the complex compliance laws affecting many industries, T&M provides consultative support to assist organizations in identifying and mitigating risk between associated compliance systems. As members on numerous court-appointed monitorship teams examining the remediation of Bank Secrecy Act, U.S. Department of Justice and state findings, our team provides direct expertise in the integration of compliance systems including Know Your Customer (KYC)/Customer Due Diligence (CDD) Systems, Case Management, Transaction Monitoring and Sanctions Screening Systems.
T&M’s Compliance Technology Consulting includes:
  • Direct experience with government regulators
  • Advanced data analytics
  • Business and technology alignment requirements
  • Diverse gap analysis review
  • Risk identification and remediation
  • A comprehensive test and validation methodology

Let's discuss your challenges and how T&M can deliver a solution that offers peace of mind.


Compliance Technology Team Contacts

Michael J. Mansfield, Esq.